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Congress Street
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#	Item
621	CLIENT MEMORANDUM SEC Proposes Hedging Disclosure Rule February 13, 2015 AUT HO R S Add to Reading List Source URL: www.willkie.com Language: English - Date: 2015-02-13 16:29:03 Stock market Financial regulation Financial economics 73rd United States Congress Finance Securities Act Regulation S-K Dodd–Frank Wall Street Reform and Consumer Protection Act Form 10-K SEC filings United States securities law United States Securities and Exchange Commission
622	PUBLIC LAW[removed]—NOV. 28, [removed]STAT. 733 Public Law[removed]94th Congress Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-01-16 13:36:04 Productivity United States federal banking legislation United States corporate law Independent agencies of the United States government America COMPETES Act Dodd–Frank Wall Street Reform and Consumer Protection Act Business Economic growth Manufacturing
623	Microsoft Word[removed]Wells Fargo.docx Add to Reading List Source URL: occ.treas.gov Language: English - Date: 2015-02-22 09:12:14 Systemic risk 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Presidency of Barack Obama Finance Bank Swap Office of the Comptroller of the Currency Economics Financial economics United States federal banking legislation Late-2000s financial crisis
624	Microsoft Word - ANZ NY Branch.docx Add to Reading List Source URL: occ.treas.gov Language: English - Date: 2015-02-22 09:12:28 United States federal banking legislation 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Systemic risk Derivative Swap Federal Deposit Insurance Corporation Financial economics Finance Financial regulation
625	SEC drops corporate political spending disclosure from 2014 agenda IR Magazine By Adam Brown December 4, 2013 Add to Reading List Source URL: www.law.harvard.edu Language: English - Date: 2013-12-10 12:23:24 Late-2000s financial crisis Presidency of Barack Obama Systemic risk United States federal banking legislation U.S. Securities and Exchange Commission Corporate governance Business Private law Financial regulation 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act
626	FORM 6-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 Add to Reading List Source URL: www.nomuraholdings.com Language: English - Date: 2014-12-22 00:28:08 Financial statements 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Presidency of Barack Obama Systemic risk Net capital rule Private equity Hedge fund Income tax in the United States Finance Financial economics Investment
627	C:rsallenDatamingtQuadtaL8ATERS~1.XML Add to Reading List Source URL: www.sfindustry.org Language: English - Date: 2014-08-22 11:42:04 United States federal banking legislation Finance 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Systemic risk SoftQuad Software Fannie Mae Mortgage-backed security Mortgage loan United States housing bubble Mortgage industry of the United States Financial economics
628	Microsoft Word - jjefferis6963.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-01 16:57:58 Accountancy 107th United States Congress Corporate governance Sarbanes–Oxley Act United States corporate law United States securities law U.S. Securities and Exchange Commission Wall Street reform Late-2000s financial crisis Auditing Economics Business
629	December 3, 2013 VIA EMAIL Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.managedfunds.org Language: English Financial regulation Self-regulatory organizations Financial system Economy of the United States Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities Act United States securities law United States Securities and Exchange Commission 73rd United States Congress
630	November 15, 2010 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-16 12:02:46 Stock market Securities United States securities law United States Securities and Exchange Commission 73rd United States Congress Securities Act Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Exchange Act Asset-backed security Financial economics Finance Economics

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